Organization Type | Risk | Potential Consequences | Key Motivators |
All organizations | Data safety and security are compromised. | - Data loss/corruption
- Disruption of business/organisation’s functions
- Confidence loss
- Damage to reputation
- Loss/reduction in funding/revenue
- Unable to meet legal/regulatory requirements
| Authenticity Business Continuity Compliance Reputation Revenue Security |
All organizations | Technologies used become obsolete; this may apply to elements such as hardware, software and file formats. | - Unable to provide access to digital objects
- Required to maintain expensive legacy systems
- Disruption of business/organisation’s functions
- Unable to provide audit trails
- Unable to meet legal/regulatory requirements
| Accountability Authenticity Compliance Corporate / Cultural Memory Costs Enabling Research Technology |
All organizations | The bits and bytes making up the digital information degrade over time. | - Data loss/corruption
- Unable to meet legal/regulatory requirements
| Authenticity Compliance Corporate / Cultural Memory Enabling Research |
All organizations | Insufficient contextual information (metadata) to understand the information and for it to be useful. | - Unable to provide access to digital objects
- Disruption of business/organization’s functions
- Unable to meet legal/regulatory requirements
| Authenticity Business Continuity Compliance Corporate / Cultural Memory Enabling Research |
All organizations | Lack of supporting legislation to facilitate preservation, particularly relating to copyright/IPR, privacy and legal deposit. | - Unable to carry out necessary preservation actions
- Data loss
- Unable to provide access to digital objects
- Unable to meet legal/regulatory requirements
| Business Continuity Compliance Corporate / Cultural Memory Enabling Research |
All organizations | Rate of data creation outstrips capacity for storage, processing and preservation. | - Important digital objects are not captured within the preservation system
- Data loss/corruption
| Accountability Business Continuity Compliance Corporate / Cultural Memory Enabling Research Security Technology |
All organizations | Insufficient funding available to allow sustainable preservation procedures and systems to be established. | - Data loss/corruption
- Unable to carry out necessary preservation actions
- Unable to provide access to digital objects
- Unable to meet legal/regulatory requirements
| Business Continuity Compliance Costs Revenue Technology |
All organizations | Insufficient staffing/skills to be able to carry out successful preservation. | - Unable to carry out necessary preservation actions
- Data loss
- Unable to provide access to digital objects
- Unable to meet legal/regulatory requirements
| Business Continuity Compliance Corporate / Cultural Memory Costs Enabling Research |
Archives | Lack of collaboration behind different departments/areas of the organization | - Unable to establish a sustainable, fit for purpose digital preservation programme
- Efforts duplicated in different departments/areas
- Inefficient use of resources
| Business Continuity Costs |
Archives | Executive level support for digital preservation is not persistent | - Unable to establish a sustainable, fit for purpose digital preservation programme
- Data loss/corruption
- Unable to provide access to digital objects
- Unable to meet legal/regulatory requirements
| Accountability Business Continuity Compliance Corporate / Cultural Memory Enabling Research Reputation Revenue |
Archives | Failure to engage with stakeholders at all stages of the record life-cycle | - Lack of support for digital preservation work
- System/procedures do not support user needs
- Do not capture necessary documentation
- Unable to provide access to digital objects in a useable format
| Accountability Corporate / Cultural Memory
Enabling Research
Reputation |
Archives | Failure to maintain preservation system and processes. | - Preservation system/processes become redundant/ineffectual
- Data loss/corruption
- Unable to provide access to digital objects
- High cost of replacing/extracting data from outdated systems
| Costs Reputation Technology |
Business | Existing storage systems do not protect records from unauthorised change or corruption | - Data loss/corruption
- Disruption of business/organisation’s functions
- Confidence loss
- Damage to reputation
- Loss/reduction in funding/revenue
- Unable to meet legal/regulatory requirements
| Authenticity Business Continuity Compliance Reputation Revenue Security |
Business | Staff fail to comply with organizational policy and processes in relation to management of records (reliability, authenticity, usability etc.), | - Important digital objects not captured in preservation system
- Necessary documentation/metadata not created/captured
- Disruption of business/organisation’s functions
- Unable to meet legal/regulatory requirements
| Authenticity Business Continuity Compliance Costs Reputation |
Business | Inability to provide evidence of compliance with regulations | - Loss of reputation and stakeholder confidence
- Fines/sanctions
| Compliance Costs Reputation |
Business | Business processes rely on file formats and storage media that are becoming obsolete | - Data loss/corruption
- Disruption of business’s functions
- Increased costs
| Business Continuity Costs |
Business | Inability to produce reliable and authentic records necessary to pursue or defend legal claims | - Undermines ability to reach resolution
- Unsatisfactory or expensive settlements
| Authenticity Compliance Costs |
Business | Loss of corporate memory | - Unable to rely on past evidence to inform current decision-making
- Insufficient resources to support branding and marketing
| Authenticity Business Continuity Corporate / Cultural Memory Reputation Revenue |
Business | The archive team do not have the tools required for effective search and retrieval of digital holdings | - Unable to provide access to information required to support business processes
- Loss of productivity/revenue
| Business Continuity Costs Revenue |
Business | Inability to reuse valuable information | - Unable to provide access to information required to support business processes
- Loss of productivity/revenue
- Limits innovation
- Fall behind market/competitors
| Business Continuity Costs Reputation Revenue |
Business | Volume of data continues to grow without action being taken | - Data loss/corruption
- Disruption of business’s functions
- Increased costs now and in the future
- Loss of productivity/revenue
| Business Continuity Compliance Costs Reputation Security |
Higher Education and Research | Unable to fully capture and represent current events for future generations | - Incomplete historical record
- Future research flawed/unreliable/biased
| Corporate / Cultural Memory Enabling Research |
Higher Education and Research | Inability to access legal documentation, institutional history and decision-making precedents | - Unable to rely on past evidence to inform current decision-making
- Unable to meet legal/regulatory requirements
| Accountability Authenticity Business Continuity |
Higher Education and Research | The hardware or software required to interpret, and present digital information is no longer available | - Unable to provide access to information required to support organizational processes
- Disruption of organization’s functions
- Increased costs now and in the future
| Business Continuity Costs Enabling Research Technology |
Higher Education and Research | Research data not transferred to the relevant repository for preservation | - Data loss
- Gaps in the cultural/scholarly record
- Research repeated unnecessarily
| Accountability Costs Enabling Research Reputation |
Higher Education and Research | Lack of vendor accountability | - Unable to place trust in services provided
- Services not fit for purpose
- Poor customer service
- Unable to plan for succession
| Accountability Business Continuity Costs |
Higher Education and Research | No active preservation carried out on data | - Expensive procedures required to access legacy data
- Lack of documentation
| Costs Enabling Research |
Higher Education and Research | Data from an experiment that cannot be repeated is not preserved | - Data loss
- Gaps in the cultural/scholarly record
- Field of research is set back/compromised
- Loss of reputation
| Enabling Research Reputation |
Higher Education and Research | Data is inaccessible due to lack of preservation | - Inability to answer crucial research questions
- Gaps in the cultural/scholarly record
- Field of research is set back/compromised
- Loss of scientific legacy and the associated research opportunities
- Research repeated unnecessarily
- Loss of potential opportunities for collaboration
- Loss of reputation
| Costs Enabling Research Reputation Revenue |
Higher Education and Research | Data is not preserved with sufficient context, identifiers and documentation | - Unique scientific datasets unknown and potential unrecognised questions
- Field of research is set back/compromised
| Enabling Research |
Higher Education and Research | Data rendered usable through a lack of proactive use, updates, and checking | - Inability to answer crucial research questions
- Gaps in the cultural/scholarly record
- Field of research is set back/compromised
- Loss of scientific legacy and the associated research opportunities
- Loss of potential opportunities for collaboration
| Enabling Research Revenue |
Higher Education and Research | Litigation from consumers if data made available is not reliable and trustworthy | - Requirement to pay fines/settlements/compensation
- Gaps in the cultural/scholarly record
- Field of research is set back/compromised
- Loss of reputation
| Authenticity Compliance Costs Reputation |
Museums and Galleries | Storage conditions are inadequate for preservation | - Data loss/corruption
- Disruption of organisation’s functions
- Confidence loss
- Damage to reputation
| Business Continuity Corporate / Cultural Memory Enabling Research Reputation Technology |
Libraries | Preservation not carried out in a timely manner | - Data loss/corruption
- Unable to provide access to digital objects
- Loss of context/documentation
- Costly interventions require to restore access
| Corporate / Cultural Memory Costs Enabling Research |
Libraries | No active programme/processes aimed at acquiring digital objects/collections | - Data generated by the cultural and creative industries will be lost or inaccessible
- Failure to protect the living national record
- Primary sources for future research cannot be found, interpreted or re-used
- Failure to meet organisational goals
- Loss of reputation
- Loss of funding
| Business Continuity Compliance Corporate / Cultural Memory Enabling Research Reputation Revenue |
Libraries | Organisation does not move important digital/digitized objects into a preservation system | - Data loss/corruption
- Unable to provide access to digital objects
- Loss of context/documentation
- Loss of reputation
- Loss of funding
| Accountability Corporate / Cultural Memory Enabling Research Reputation Revenue |
Libraries | Do not adequately consider the preservation needs of complex digital objects, including new publication formats | - Data generated by the cultural and creative industries will be lost or inaccessible
- Loss of context/documentation
- Loss of reputation
- Loss of funding
| Corporate / Cultural Memory Reputation Revenue Technology |
Museums and Galleries | Preservation processes do not adequately consider rendering and display. | - Unable to correctly render files as originally intended
- Additional work required to address issues, including consultation with experts/the artist
- Loss of reputation
- Loss of funding
| Authenticity Costs Reputation Revenue |
Museums and Galleries | Digital objects/collections are not captured in a suitable preservation system | - Digital objects are unusable and un-displayable
- Loss of context/documentation
- Loss of reputation
- Loss of funding
| Authenticity Corporate / Cultural Memory Reputation Revenue |
Museums and Galleries | Absence of appropriately skilled and invested people responsible for digital preservation | - Incorrect/inadequate preservation
- Preservation does not occur
- Loss of ability to access/render digital objects
- Loss of context/documentation
- Loss of reputation
- Loss of funding
| Authenticity Business Continuity Corporate / Cultural Memory Costs Reputation Revenue |
Museums and Galleries | Absence of a documented workflow for the creation/acquisition and then maintenance of digital files | - Incorrect/inadequate preservation
- Preservation does not occur
- Loss of ability to access/render digital objects
- Loss of context/documentation
- Loss of reputation
- Loss of funding
| Authenticity Business Continuity Corporate / Cultural Memory Costs Reputation Revenue |